Background Assessing the heterogeneity of treatment effects (HTE) is a fundamental aspect of precision medicine, which aims to predict the most optimal treatments based on participant-specific characteristics. This study seeks to identify key predictors of the HTE of transcranial direct current stimulation (tDCS) in individuals with symptomatic knee osteoarthritis (KOA) using machine-learning approaches.
Methods We performed a secondary analysis of a randomized clinical trial involving 60 participants with symptomatic KOA. These participants underwent 15 daily sessions of 2-mA active tDCS (each session lasting 20 minutes) over a period of three weeks. Initially, we applied group-based trajectory modeling to classify participants into distinct subgroups based on longitudinal KOA pain and symptom patterns from baseline to three months post-intervention to examine differential responses to tDCS. A multi-layer perceptron classifier was then trained to predict the trajectory subgroups using demographic, clinical, and quantitative sensory testing data collected during baseline visits. Feature selection methods, including f-regression, r-regression, and SHapley Additive Explanations (SHAP), were employed to identify the influential features. Additionally, SHAP was used to analyze the correlation and impact of each feature on classification.
Results Participants exhibited distinct response patterns to tDCS: high responders (individuals with low initial symptoms showing significant improvement, n = 28) and low responders (individuals with high initial symptoms showing minimal improvement, n = 32) to tDCS. The influential features included conditioned pain modulation (CPM), cold pain intensity, pressure pain thresholds (PPTh) at the medial knee and trapezius, and pain catastrophizing. SHAP analysis revealed that pain catastrophizing was the most influential feature. Additionally, lower CPM, higher cold pain intensity, lower PPTh, and greater pain catastrophizing were associated with a higher likelihood of being classified as low responders.
Conclusion Our results contribute to the existing literature, suggesting that factors such as pain catastrophizing, peripheral and central pain sensitization, and individuals’ endogenous pain-inhibitory capacity should be carefully considered in future tDCS trials.
Competing Interest StatementThe authors have declared no competing interest.
Clinical TrialNCT04016272
Funding StatementThis study was supported by the NIH/NINR Grant R15NR018050.
Author DeclarationsI confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained.
Yes
The details of the IRB/oversight body that provided approval or exemption for the research described are given below:
The University of Arizona Institutional Review Board (IRB)
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Yes
I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance).
Yes
I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable.
Yes
Data AvailabilityAll data produced in the present study are available upon reasonable request to the authors.
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