A Physiology Guided Machine Learning Approach to Predict Short and Long Term Outcomes of Obstructive Sleep Apnea

Abstract

Obstructive Sleep Apnea(OSA) is a chronic condition that affects 1 billion people worldwide. Apnea Hypopnea Index(AHI) is the clinical gold standard to measure the severity of OSA. This study highlights limitations in the apnea-hypopnea index as a predictor for obstructive sleep apnea (OSA) outcomes. Instead, a physiology-guided machine learning (ML) approach was developed using features from ventilatory, hypoxic, and arousal domains, based on polysomnography data from the Sleep Heart Health Study (SHHS). The ML model demonstrated superior predictive performance for all-cause mortality (AUROC-0.93) and daytime sleepiness (AUROC-0.81) compared to AHI. Explainable AI techniques, such as SHAP analysis, provided insights into feature importance, offering a clinically interpretable and scalable tool for OSA outcome prediction.

Competing Interest Statement

The authors have declared no competing interest.

Funding Statement

This study was funded by R21HL165320 and R01HL171813

Author Declarations

I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained.

Yes

The details of the IRB/oversight body that provided approval or exemption for the research described are given below:

The dataset used in this study was obtained exclusively from the Sleep Heart Health Study (SHHS) hosted on the National Sleep Research Resource (NSRR) platform. This dataset is publicly available and can be accessed at https://sleepdata.org/.

I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals.

Yes

I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance).

Yes

I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable.

Yes

Data Availability

The dataset used in this study was obtained exclusively from the Sleep Heart Health Study (SHHS) hosted on the National Sleep Research Resource (NSRR) platform. This dataset is publicly available and can be accessed at https://sleepdata.org/.

https://sleepdata.org/datasets/shhs

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