Asthma medication adherence and exacerbations and lung function in children managed in Leicester primary care

Several previous studies and a systematic review reported low adherence to asthma-preventer inhaler medication in children followed up in primary care8,9,10,11,23. The mean adherence of 36.4% in our cohort of children was also low, and >75% adherence in only 14.6% of patients. A target adherence rate of ≥75% was used as this has been shown to significantly improve asthma control15,24,25. The aims of asthma management are to achieve good symptom control and minimise the risk of future asthma attacks and identify the lowest dose of inhaled corticosteroids needed to achieve these goals5,26. Although many patients report “good symptom control”, there is discordance between the symptoms reported and objective data11,27. Previous studies have reported the connection between low lung function and higher morbidity13,28,29.

Our study offers novel insights into the relationship between preventer medication adherence, asthma control and objective measures of lung function and airway inflammation. The complex link between ICS adherence and asthma exacerbations, spirometry, BDR and FeNO is highlighted in this study. Overall, we found no significant differences in lung function, FeNO and ACT scores between the adherence quartiles. This finding highlights that children with asthma are a heterogeneous group. Objective measures of lung function and airway inflammation; combined with the knowledge of asthma symptom control and adherence, provide a much more granular picture to allow the formulation of an effective management strategy. This strategy can then be tailored to the needs of the individual child, providing truly personalised medicine. This is not possible when relying on asthma symptom control alone.

BDR, for example, is a marker of airway lability and is associated with poor asthma control30. Nearly 30% of children in our lowest adherence quartile showed BDR > 12%, more than in the highest adherence quartile (p = 0.055). In fact, 20 of 82 children (24.4%) with <50% adherence demonstrated bronchial lability. These children have active asthma and are likely undertreated, and these patients require intervention towards better adherence. This is also reflected in the finding of the highest median FeNO values in the lowest two quartiles.

In contrast, most children in the lower two adherence quartiles had good symptom control, no significant BDR, and minimal or no use of preventer medication and these children either do not have asthma or do not have active asthma. With evidence of good lung function, these children would merit a trial of formally stopping ICS treatment (step-down treatment).

Only three of 41 children with adherence ≥50% showed BDR ≥ 12%, showing that airway lability is reduced with regular ICS treatment. Children with significant BDR despite regular ICS should be considered for a trial of long-acting beta-agonist treatment (step-up treatment).

A number of children in the highest adherence quartile, indeed a number of these picking up 100% of their prescriptions, remained uncontrolled. We do not know whether these children actually took their inhalers as directed, but once treatment has been escalated to moderate dose ICS plus LABA and control remains poor, these children warrant referral to a specialist paediatric asthma service.

NICE recommends the use of spirometry to support asthma monitoring and management19. Our study shows that using spirometry and BDR in cases where baseline spirometry is abnormal i.e., where FEV1 and/or FEV1/FVC is/are below the lower limit of normal (GLI reference) identified the 18.6% of children with significant BDR, most of whom were in the lower two adherence quartiles. These children have reactive airway disease and are at risk of an asthma attack. This would also strengthen the education of families and children with asthma by showing objective evidence of poor control in the form of lung function tracings.

During the asthma reviews, the adherence rate, asthma control score and objective testing results were all discussed with the patient and parent. A targeted management plan was then formulated. If poor disease control was associated with poor adherence, then treatment was not stepped up and adherence counselling was carried out instead (with follow-up). Similarly, if disease control was good despite poor adherence, treatment could be stepped down. An alternative diagnosis was considered for those with normal objective testing and ongoing symptoms. There is also an opportunity to identify patients with high BDR or FeNO with good subjective symptom control, as these patients may be at risk of severe exacerbations with uncontrolled active disease.

The areas included in the study have a significant minority ethnic population (especially South Asian), and comparing adherence between ethnic groups found no significant difference. Ethnic disparities in the use of asthma controller medication have been reported31,32. We found no differences in the adherence to ICS between Black, Asian and White children in our study, suggesting that the reasons for non-adherence are independent of ethnicity.

Accurate prescription data was collected for the 12 months immediately prior to the consultation and respiratory testing. Prescription data gives a much more objective measure of adherence than subjective patient/parental reporting (precluding recall bias)33. Outcome measures were also carried out with the validated ACT/cACT questionnaires and objective testing with spirometry and FeNO. This gives us better data than other database studies in which there is little data about asthma severity. In our searches, no similar studies were found in primary care relating adherence to objective testing.

As asthma is a difficult diagnosis, especially in children, we attempted to include patients who may not have been coded correctly on the primary care practice database by including children who had been prescribed 2 or more SABA or preventer inhalers over the past year due to wheeze (and no other established respiratory diagnosis).

Attenders may be a self-selected population and may be more proactive with their disease management. The cohort attending for review had higher adherence compared to those who did not (Table 2). Additionally, the patient population may be a very heterogenous group e.g., quartile 1 might include dormant asthma, those misdiagnosed, as well as patients who are extremely non-adherent. This may contribute to the complex relationships in the data above.

The medication possession ratio is an indirect measure of adherence. This does not tell us if the medication was actually used or properly administrated. Although, this is a pragmatic approach that can be used in current clinical practice without investment into additional measures such as “smart” inhalers. There is evidence that healthcare database information can provide high concordance with other accurate and objective methods such as weighing inhalers or electronic monitoring34,35.

Significant challenges exist in adopting lung function testing in primary care.

FeNO equipment was not available during the first part of the study and the test was therefore only available for 69% (90 out of 130) of the study population. There are no previous data that allowed us to perform a meaningful power calculation, and the power of this study is limited by the number of patients, especially with the small number of patients with successful FeNO testing. Raised FeNO is associated with classical, steroid-responsive, type-2 airway inflammation. Raised FeNO is also present in children with other atopic diseases, such as allergic rhinitis and eczema. Due to the cross-sectional observational nature of this study, we cannot be sure that the raised FeNO observed in some patients are due to uncontrolled airway type-2 inflammation. High FeNO values ≥ 35 ppb were observed in all 4 adherence quartiles.

We found no published evidence showing the relationship between adherence and objective testing in children in primary care.

Low mean adherence in our population was consistent with that reported in other studies11,36,37. This continues to be extremely poor and shows significant room for improvement in addressing poor outcomes for asthmatic children in the UK.

SABA prescriptions increased with increasing preventer adherence. This has been demonstrated previously36 and suggests a complex relationship. Inhaler use may be self-regulated and those with increasing symptoms may be increasingly adherent to preventers while also needing more SABA, suggesting symptom control is still inadequate.

Previous studies examine the relationship between adherence and asthma exacerbations36,37,38, but none have established the relationship between adherence and objective measures of asthma control. Our data show exacerbations are evenly distributed across the quartiles. Worsening spirometry and FeNO can be better indicators of worsening asthma severity27,39. Adherence and objective testing together can provide valuable clinical information, but we need a clearer picture of how adherence is related to disease outcomes.

Effective treatments for asthma are available, yet many children’s asthma still remains uncontrolled27. Factors such as trigger identification, comorbidities and asthma phenotype, as well as clinician and sociodemographic factors, play an important role40. Poor adherence to ICS treatment is an important contributory factor to poor asthma control that can be fairly easily identified, although changing family and child behaviour can be challenging41,42. However, the identification of poor adherence is an important first step.

Although the relationships between adherence and indicators of asthma control may be complex, prescription data can provide useful information during primary care consultations. Clinically a practitioner would be able to use adherence information to better target changes in treatment. A child with suboptimal asthma control would need different interventions depending on whether the medication adherence is adequate or not, as stepping up treatment does not address the infrequent use of the medication. The method we have used to review adherence data is instantly accessible to GPs using the SystmOne computer system (currently widely used in the UK), and can easily be accessed during asthma review consultations within the appointment time.

We know that misdiagnosis of asthma in children is common43,44. Large numbers of children are over-diagnosed with asthma and these children would not be expected to respond to asthma-preventer medication; hence the poor adherence. This highlights the need for more objective testing to confirm the diagnosis in children.

Considering that patient-reported adherence and control can be very inaccurate, this also supports the increasing role of routine objective testing in primary care. Patients can perceive that their asthma is well controlled, when in fact, objective testing proves otherwise. NICE asthma guideline recommendation for using objective testing does pose a significant challenge with regard to training and time constraints in primary care. In practice, any patient with poor symptom control or abnormal objective testing should have confirmation of the diagnosis and a structured review and follow-up plan until control is achieved40.

In summary, more data is needed to establish the relationship between adherence to asthma medication and asthma control (not just exacerbations). The heterogeneity of the patient populations may pose a challenge as it is difficult to discern those who are taking less medication because their symptoms are adequately controlled, from those who do not adhere to their medication regimen resulting in worsening disease control. The impact of reduced adherence and clinical management will be very different in both these groups.

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